Kristen Stogniew to Speak at Tampa Financial Institution Seminars

Saltmarsh Shareholder, Kristen Stogniew, will be speaking at two upcoming seminars in the Tampa Bay area. On April 17, she will present "The Dodd Frank Act and Community Bank Compliance for 2012" to the Central Florida Compliance Association.  In addition, she will present two Bank Secrecy Act related topics at this year's ACFE Tampa Chapter's Fraud & Computer Crimes Seminar.  More information about the events can be found below.

About the Speaker: Kristen is a Shareholder in the Financial Institution Advisory Group at Saltmarsh, Cleaveland & Gund. She has been providing legal advice and audit services in regulatory compliance and banking operations since 1995. At Saltmarsh, she continues to provide risk management, policy and procedure drafting, compliance audit and monitoring, and related consulting in areas such as BSA, Loan and Deposit Compliance, Marketing and Retail Delivery, Trust, Governance, and ACH. Kristen also provides one-on-one mentoring and customized training to staff, management and Bank Directorate. Kristen is a Member of the Florida Bar and is an Accredited ACH Professional.

Central Florida Compliance Association
"Dodd Frank for 2012"
April 17, 2012
8:15-9:45 a.m.
Commerce National Bank & Trust
1201 South Orlando Avenue, Suite 100
Winter Park, Florida 32789


ACFE Tampa Chapter
13th Annual Fraud & Computer Crimes Seminar
May 10th & 11th, 2012
Marriott Tampa Westshore
1001 North Westshore Blvd
Tampa, FL 33607

Thursday, May 11th, 2012 (RSVP by April 13th)
8:30 – 9:20 a.m.
Topic Title: "Anti-Money Laundering Systems Data Validation"
Topic Summary: Financial institutions are finding that they can no longer rely solely on their AML system vendor’s setup processes and standard report packages. Regulators are asking for independent validation that the system accurately captures transactions, and that its filters and monitoring reports are appropriate for the specific institution. This session will guide you on performing and documenting that validation.

9:30 – 10:20 a.m.
Topic Title: "10 Steps to a Better Bank Secrecy Act Compliance Program"
Topic Summary: A discussion of current BSA enforcement and money laundering trends, and simple steps you can take to ensure your program measures up.